-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D8bjkE9pkgta9caUaqpgnv8jl4ygDD1Kgl/3ctjcpBw3BzQ2zuOpNL/SGgqmF7gG Aw6/bP4Qokv3PdR+z9O3xQ== 0000914190-99-000047.txt : 19990209 0000914190-99-000047.hdr.sgml : 19990209 ACCESSION NUMBER: 0000914190-99-000047 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990208 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ZOMAX OPTICAL MEDIA INC CENTRAL INDEX KEY: 0001010788 STANDARD INDUSTRIAL CLASSIFICATION: PHONOGRAPH RECORDS & PRERECORDED AUDIO TAPES & DISKS [3652] IRS NUMBER: 411833089 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-48145 FILM NUMBER: 99523286 BUSINESS ADDRESS: STREET 1: 5353 NATHAN LANE CITY: PLYMOUTH STATE: MN ZIP: 55442 BUSINESS PHONE: 6125539300 MAIL ADDRESS: STREET 1: 5353 NATHAN LANE CITY: PLYMOUTH STATE: MN ZIP: 55442 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ANDERSON JAMES T CENTRAL INDEX KEY: 0001031518 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 5353 NATHAN LANE N STREET 2: C/O ZOMAX OPTICAL MEDIA INC. CITY: PLYMOUTH STATE: MN ZIP: 55442 BUSINESS PHONE: 6125579300 MAIL ADDRESS: STREET 1: C/O ZOMAX OPTICAL MEDIA INC STREET 2: 5353 NATHAN LANE N CITY: PLYMOUTH STATE: MN ZIP: 55442 SC 13G/A 1 SCHEDULE 13G AMENDMENT 2 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* Zomax Optical Media, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 989929 10 4 (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) SCHEDULE 13G CUSIP No. 989929 10 4 Page 2 of 4 Pages 1 NAMES OF REPORTING PERSONS/ I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) James T. Anderson 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY 438,911 (includes 126,250 shares which may be purchased OWNED BY upon exercise of a currently exercisable option) EACH REPORTING PERSON WITH 6 SHARED VOTING POWER 61,250 (includes 61,250 shares obtainable upon exercise of a currently exercisable option) 7 SOLE DISPOSITIVE POWER 438,911 (includes 126,250 shares obtainable upon exercise of a currently exercisable option) 8 SHARED DISPOSITIVE POWER 61,250 (includes 61,250 shares obtainable upon exercise of a currently exercisable option) 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 500,161 (includes 187,500 shares obtainable upon exercise of currently exercisable options) 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ____ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.8% 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN Item 1(a) Name of Issuer: Zomax Optical Media, Inc. Item 1(b) Address of Issuer's Principal Executive Offices: 5353 Nathan Lane N. Plymouth, MN 55442 Item 2(a) Name of Person Filing: See Cover Page Item 1 Item 2(b) Address of Principal Business Office or, if none, residence: 5353 Nathan Lane N. Plymouth, MN 55442 Item 2(c) Citizenship: See Cover Page Item 4 Item 2(d) Title of Class of Securities: Common Stock Item 2(e) CUSIP No.: See Cover Page Item 3 Statement Filed Pursuant to Rules 13d-1(b) or 13d-2(b): Not applicable Item 4(a) Amount Beneficially Owned: See Cover Page Item 9 Item 4(b) Percent of Class: See Cover Page Item 11 Item 4(c) Number of Shares as to Which Such Person Has: (i) sole power to vote or to direct the vote: See Cover Page Item 5 (ii) shared power to vote or to direct the vote: See Cover Page Item 6 (iii) sole power to dispose or to direct the disposition of: See Cover Page Item 7 (iv) shared power to dispose or to direct the disposition of: See Cover Page Item 8 Item 5 Ownership of Five Percent or Less of a Class: Not applicable Item 6 Ownership of More than Five Percent on Behalf of Another Person: Not applicable Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: Not applicable Item 8 Identification and Classification of Members of the Group: Not applicable Item 9 Notice of Dissolution of Group: Not applicable Item 10 Certification: Not applicable SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct as of December 31, 1998. Dated: February 2, 1999 /s/ James T. Anderson James T. Anderson -----END PRIVACY-ENHANCED MESSAGE-----